Tag: Securities Exchange Commission

on March 5, 2020 by Oscar Jofre comment 0 category Capital Markets, Capital Raising, CapTable, Compliance, Digital Securities, FINRA, Investor Relations, SEC, Secondary Markets

On 04 March 2020, the US Securities Exchange Commission (SEC) has laid out the proposed changes that are going to have a major impact on the private capital markets.  This is very positive for the market. These changes have been in the works for a number of years and many in the industry have advocated…