What Does Direct Listing Mean?
Recently, we received a question from an issuer wondering what “direct listing” means. In short, a direct listing, also sometimes referred to as a direct…
What is a CIK Number?
Recently, we received a question from an issuer who asked what a CIK number is. If you have ever filed a form with the Securities…
Investment Compliance: It’s Not Just About Complying
Compliance can be a complex, dynamic task for companies raising capital, and sometimes might feel like an unnecessary burden just to stay in the good…
Securities in Real Estate – A Beginner’s Guide!
This blog was originally written by our KorePartners at Crowdfunding Lawyers. View the original post here. Over the past few decades, real estate investing…
What is the Difference Between Fiduciary Responsibility and Regulatory Requirement?
By definition, a fiduciary is a person or an organization who holds a legal or ethical relationship of trust with another person or organization. Typically,…
