Tag: Regulation Crowdfunding

Foreign Issuers Using Regulation A and Regulation CF

on January 4, 2021 by Sara Hanks comment 0 category Capital Markets, Capital Raising, Compliance, Regulation, SEC

For some reason, this issue has been coming up a lot lately. Our usual response to the question “Can non-US issuers make a Regulation A or Reg CF offering?” is to point to the rules: Rule 251(b)(1) says Regulation A can only be used by “an entity organized under the laws of the United States…

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SEC changes to RegA+ and RegCF

on March 5, 2020 by Oscar Jofre comment 0 category Capital Markets, Capital Raising, CapTable, Compliance, Digital Securities, FINRA, Investor Relations, SEC, Secondary Markets

On 04 March 2020, the US Securities Exchange Commission (SEC) has laid out the proposed changes that are going to have a major impact on the private capital markets. This is very positive for the market. These changes have been in the works for a number of years and many in the industry have advocated…

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