Tag: RegA+

KoreSummit RegA+ 2020

on October 10, 2020 by Oscar Jofre comment 0 category KoreConX

KoreSummit is all about education, We are pleased to be able to offer you the opportunity to receive first-hand knowledge from leading thought leaders to help you in your journey to capital raising. The KoreSummit RegA+ 2020 online event was a huge success because of you who attended and shared it with your friends. As…

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FINRA BD Requirements for RegA+ & Digital Securities

on May 25, 2020 by Oscar Jofre comment 0 category Broker Dealer, Capital Markets, Capital Raising, FINRA, KoreChain, KoreConX, KoreProtocol, Regulation, SEC

FINRA BD Requirements for RegA+ & Digital Securities The private markets are receiving a much updated revamp by the SEC which is having a major impact on registered FINRA Broker-dealer firms. Here are two (2) of the most common activities for which FINRA Broker-dealers (BD) are approached by companies. Most BD’s are not aware that…

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