Tag: Lex Nova Law

Using a transfer agent doesn't mean one cap table entry

Using a Transfer Agent Doesn’t Mean You Have a Single Entry on Your Cap Table

on February 22, 2021 by Mark Roderick comment 0 category CapTable, KoreConX, Regulation, SEC, Transfer Agent

Many issuers are concerned that “Crowdfunding will screw up my cap table.” In response, several Title III funding portals offer a mechanism they promise will leave only a single entry on the issuer’s cap table, no matter how many investors sign up. The claim is innocuous, i.e., it doesn’t really hurt anybody. But it’s also false….

Read Article →

Join the all-in-one platform empowering private capital markets.

Free forever, KoreConX makes it easy for participants in private capital markets to manage their investment portfolios, raise capital, and meet global compliance standards along every step of the way.