Quarterbacks: Their Role and Why They’re Essential for Your RegA+ Raise
In the world of Reg A+, quarterbacks are essential to a successful offering. They play a critical role in the overall success of an offering,…
How Does a Transfer Agent Protect Issuers and Investors?
A transfer agent is responsible for the custody of securities and preserves books and records. They also keep up with who owns what investment, which…
Why do I need a FINRA Broker-Dealer?
Broker-dealers are an essential part of the fundraising process. These entities can be small, independent firms or part of a large investment bank. However, regardless…
