Tag: Blue Sky Laws

on April 7, 2021 by Sara Hanks comment 0 category Broker Dealer, Capital Markets, Capital Raising, Compliance, Investor Relations, KoreConX, KorePartner, Regulation, SEC

A while back, one of our favorite start-up clients called me and asked me to speak to a potential investor. Paul Efron, a resident of Arizona, wanted to invest in the company’s Regulation A offering. However, when he went onto the company’s website to invest, his subscription was rejected. The company was accepting subscriptions from…