Functional Layer – Compliance
Allows broker dealers to manage their due diligence requirements from issuers including full transparency on the entire application, review and listing (if subscribed to KoreConX Capital Markets), and includes reporting. Perform all your know your client (KYC), anti-money laundering, ID verification, suitability through our Compliance feature and even track online payments. Client reporting functionality (monthly, quarterly, annual) is also built in. Keep your broker dealer audit ready and organized at all times.
For issuers, manage compliance with regulatory reporting, while maintaining good governance and transparency.