KoreConX

Features

All the features you need to manage your day-to-day work

Portfolio Management
Get the full and simplified view of all your investments, organized in one central location. View company information (including board and management team), scheduled meetings, voting opportunities (electronic/e-voting), send and receive messages. Categorized by holding type (shares, options, warrants, debentures, etc.), as well as designations such as public and private.

CapTable Management
Manage your capitalization table down to each transaction including the details and documents that are cross-linked to the individual security holder’s profiles. View the information in summary or by security type (shares, options, warrants, debentures, loans, promissory notes, SAFE/SAFT, etc.). Easily update data with the powerful bulk upload tool.

Minute Book
Keep bylaws, shareholder agreements, articles of incorporation and other business-critical documents in one secure location. Provide access to lawyers, auditors, shareholders and prospective investors, allowing consistent view across all parties.

Deal Room
Reach out to raise capital through our connected partners, without duplicating effort. With pre-populated term sheets stating the 3rd party’s document requirements up front, only complete forms will be submitted to financing sources. Maximize opportunities to raise capital through the participating fundraising platforms listed in the Deal Room. Find investors who are looking for opportunities such as yours.

Investor Relations
Communicate with investors and potential investors directly using KoreConX Investor Relations feature. Track shareholder engagement with the ability to view downloads and confirm opened messages. Generate reports sent directly from the platform, complete regulatory filings, contract facilitation and more. Set up, organize and run shareholder meetings, create e-voting items and track responses.

Transfer Agent
Manage and perform securities transfers without the wait, risk or cost. KoreConX’s SEC-registered Transfer Agent service combines simplified, efficient and secure security transactions. Require a transfer agent or just want someone else to manage your securities transactions, then you have found an inexpensive solution that provides, you and your investors, the transparency you never get from traditional transfer agents.

Capital Markets
Simplify compliance for all parties involved in the capital raising process. KoreConX Capital Markets helps broker dealers manage all the regulatory requirements for know your product (KYP) related to issuers and for each investor ID verification, suitability, anti-money laundering (AML), know your client (KYC) , and investor accreditation.

Secondary Market
The KoreConX secondary market is available for broker dealers who want to create liquidity and provide trading services for global private securities. KoreConX’s secondary market manages the entire trade lifecycle from seller, seller’s broker, buyer, and the buyer’s broker to facilitate the secondary market transactions.

Compliance
KoreConX’s compliance feature allows broker dealers to manage their due diligence requirements from issuers including full transparency on the entire application, review and listing (if subscribed to KoreConX Capital Markets), and includes reporting. Perform all your know your client (KYC), anti-money laundering, ID verification, suitability through our Compliance feature and even track online payments. Client reporting functionality (monthly, quarterly, annual) is also built in. Keep your broker dealer audit ready and organized at all times.

For issuers, manage compliance with regulatory reporting, while maintaining good governance and transparency.