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Category Archives: Regulation

Sara Hanks

The SEC proposes expanding the “accredited investor” defi...

The SEC has proposed amending the definition of “accredited investors.” Accredited investors are currently defined as (huge generalization here) pe...
Oscar Jofre

FINRA BD Requirements for RegA+ & Digital Securities

FINRA BD Requirements for RegA+ & Digital Securities The private markets are receiving a much updated revamp by the SEC which is having a m...
Kendall Almerico

What is Reg A plus versus Reg A?

The simple answer is that today, Regulation A (Reg A) and Regulation A+ (Reg A+) are the exact same law. There is no difference, and the two terms ...
Oscar Jofre

Why is my cap table so important for my company?

It's never too early in the process of building a company to start managing your capitalization table (otherwise known as a cap table). As a detail...