Compliance

August 28, 2025

Funding Futures: A Guide for Platform Pioneers

1. Introduction: The New Frontier of Online Capital Formation Platforms Have you ever thought about how crazy it is that we can now invest in […]

August 20, 2025

Transforming Real Estate Capital Raising: A White-Label End-to-End Solution for Sponsors

In today’s increasingly digital investment landscape, real estate sponsors—whether focused on residential or commercial assets—need more than just capital. They need technology, compliance, and investor […]

May 20, 2025

A New Era at the SEC: Chairman Paul S. Atkins Outlines His Vision for the Future

On May 20, 2025, Paul S. Atkins, the newly appointed Chairman of the U.S. Securities and Exchange Commission (SEC), addressed the House Appropriations Subcommittee on […]

May 13, 2025

BlackRock’s Vision Aligns with Kore’s Mission: Infrastructure for the Private Capital Markets

By Oscar A Jofre Larry Fink’s 2025 Chairman’s Letter presents a powerful and clear vision: the democratization of investing through broader access to private markets, […]

May 5, 2025

Regulatory Pathways: Broker-Dealers Unlocking the JOBS Act for Private Markets Online

Did you know the JOBS Act has reshaped how broker-dealers and issuers connect with investors in the private markets? The JOBS Act not only democratized […]

April 23, 2025

How Regulation CF (RegCF), RegA+, and RegD Are Powering the Alternative Investment Boom

By Oscar A. Jofre Over the past decade, we have witnessed a fundamental transformation in the private capital markets, driven by regulatory changes introduced through […]

April 14, 2025

SEC’s March 2025 Guidance Eases Burden on Accredited Investor Verification

🚨 SEC’s March 2025 Guidance Eases Burden on Accredited Investor Verification In a landmark move this March, the U.S. Securities and Exchange Commission (SEC) has […]

March 25, 2025

SEC Declares Meme Coins Outside Its Jurisdiction: A Turning Point for Cryptocurrency Regulation?

On February 27, 2025, the U.S. Securities and Exchange Commission (SEC) made a significant announcement that has reverberated across the cryptocurrency ecosystem: meme coins, or […]

March 11, 2025

Private Capital Markets & Alts

Alternative investments (Alts) have become synonymous with the evolution of private capital markets. What was once a fragmented sector of private equity, venture capital, and […]

February 11, 2025

The Wheels of Regulation Go ‘Round and ‘Round

by Dr. David E. McClean CEO, The DMA Consulting Group MAIN is interested in regulation. Good regulation. Regulation that serves the public interest as well […]