Broker-Dealer

Superior Solutions for Broker-Dealers

With the KoreConX All-In-One Platform, broker-dealers can use powerful capabilities that allow them to streamline and simplify capital raising activities and compliance.

Broker-Dealers can rely on KoreConX to streamline compliance

Simplified

Broker-dealers using the KoreConX platform benefit from reduced compliance costs and integrated data to make compliance easier.

Secure

Built to ensure that information is accessed and used only by regulated parties, to meet the requirements of privacy, regulatory and security.

White-Labeled

Built to ensure that information is accessed and used only by regulated parties, to meet the requirements of privacy, regulatory and security.

Investor Verification and Due Diligence

Easily Manage Regulatory Requirements

Investor Verification

An integrated set of capabilities to meet regulatory requirements through KYC, ID verification, AML, suitability, and investor accreditation. Empower compliance officers to easily determine if an investor is suitable to invest in the issuer.

Due Diligence and Reporting

Eliminate roadblocks in the KYP (due diligence) process with the All-In-One Platform’s onboarding process ensuring complete documentation. The platform also features an array of capabilities designed to meet reporting requirements.

Streamlined Closing Process

Online Document Sign-off and Accepting Funds

The KoreConX platform allows investors to sign subscription agreements online and for broker-dealers to facilitate the acceptance of funds through an array of payment options for investors such as: credit cards, ACH, ETF, wire transfer, IRA, and crypto.

Join the All-In-One Platform empowering private capital markets.

Free forever, KoreConX makes it easy for participants in private capital markets to manage their investment portfolios, raise capital, and meet global compliance standards along every step of the way.

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