Broker-Dealer
Superior Solutions for Broker-Dealers
With the KoreConX All-In-One Platform, broker-dealers can use powerful capabilities that allow them to streamline and simplify capital raising activities and compliance.
Broker-Dealers can rely on KoreConX to streamline compliance
Simplified
Broker-dealers using the KoreConX platform benefit from reduced compliance costs and integrated data to make compliance easier.
Secure
Built to ensure that information is accessed and used only by regulated parties, to meet the requirements of privacy, regulatory and security.
White-Labeled
Built to ensure that information is accessed and used only by regulated parties, to meet the requirements of privacy, regulatory and security.
Investor Verification and Due Diligence
Easily Manage Regulatory Requirements
Investor Verification
An integrated set of capabilities to meet regulatory requirements through KYC, ID verification, AML, suitability, and investor accreditation. Empower compliance officers to easily determine if an investor is suitable to invest in the issuer.
Due Diligence and Reporting
Eliminate roadblocks in the KYP (due diligence) process with the All-In-One Platform’s onboarding process ensuring complete documentation. The platform also features an array of capabilities designed to meet reporting requirements.
Streamlined Closing Process
Online Document Sign-off and Accepting Funds
The KoreConX platform allows investors to sign subscription agreements online and for broker-dealers to facilitate the acceptance of funds through an array of payment options for investors such as: credit cards, ACH, ETF, wire transfer, IRA, and crypto.