KoreConX

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Jason Futko

Who is KoreConX

Welcome to the KoreConX blog. You are probably wondering who we are and what we do? As our first blog, we wanted to start by tel...
Oscar Jofre

Don’t Let Compliance Become Chaos

Are you spending too much time on compliance and getting frustrated with all the paperwork? Compliance Officers have to deal with compliance ...
Jonathan Heymann

How to Build an Effective Compliance System

Regulators are paying increasing attention to firms’ compliance structures to ensure there is a system of control and supervision in accordance wit...
Jason Futko

How should I manage my shareholders?

Just raised money via crowdfunding? Have you raised money traditionally several times and have lots of shareholders to manage? So, what is the best...
Oscar Jofre

All Hands On Deck

All too often, the responsibility of a company raising capital is left in the hands of a few people…and that weighs on them, affecting everyone. Th...
Jonathan Heymann

Three Compliance Commandments to Obey

Advisors have a duty to act fairly, honestly and in good faith with clients. To meet these obligations, they must know their clients, understand th...
Oscar Jofre

Entrepreneurs Get Naked for Money

I think you should get naked. There’s a reason why people have nightmares about being naked in front of a crowd, and it’s because they hate the ...
Jonathan Heymann

Becoming an EMD

So, you’re thinking of setting up your own Exempt Market Dealer “EMD”. Starting your own firm, along with the additional compliance responsibilitie...
Jason Futko

Equity vs. Debt Crowdfunding

There is a lot of media focus on crowdfunding, but sometimes the types of crowdfunding are not properly distinguished. You hear a lot about the Kic...
Oscar Jofre

Role for Corporate Secretaries in Companies with Equity C...

The Corporate Secretary’s role to date has only been utilized, appreciated and well understood by listed companies and larger private company enter...