Subsidiaries using RegCF
This came up no less than three times last week, so I figured it was worth a blog post. Subsidiaries can raise funds under Reg…
Communications and publicity by issuers prior to and during a Regulation CF (RegCF) Offering
The idea behind crowdfunding is that the crowd — family, friends, and fans of a small or startup company, even if they are not rich…
Form C-AR filing time again!
Hi everyone; a reminder that we are just over a month away from the deadline to file Form C-AR by May 1.* We wanted to…
RegA and RegCF issuers: time to count your shareholders!
RegA and RegCF have been around for a few years now and we are finding that some of our clients, especially those that have made…
If you aren’t current in your Reg A reporting, you could still be violating securities laws even if qualified by the SEC
It’s 1-SA filing season again for Regulation A filers, and time to make some observations about the consequences of not filing. We have encountered more…
Foreign issuers using Reg A and Reg CF
This post was originally written by our KorePartners at CrowdCheck. View the original article here. For some reason, this issue has been coming up…
Reg A and Reg CF Issuers: Time to Count Your Shareholders!
Reg A and Reg CF have been around for a few years now and we are finding that some of our clients, especially those that…
How a Member of the Crowd Made Crowdfunding Easier
A while back, one of our favorite start-up clients called me and asked me to speak to a potential investor. Paul Efron, a resident of…
Foreign Issuers Using Regulation A and Regulation CF
For some reason, this issue has been coming up a lot lately. Our usual response to the question “Can non-US issuers make a Regulation A…
SEC Proposes Relief for “Finders”
I have long (oh so long) been one of those urging the SEC to give some clarity with respect to the status of “finders.” See here for…
The SEC proposes expanding the “accredited investor” definition
The SEC has proposed amending the definition of “accredited investors.” Accredited investors are currently defined as (huge generalization here) people who have net worth of $1 million…
