Functional Layer – Compliance Allows broker dealers to manage their due diligence requirements from issuers including full transparency on the entire application, review and listing (if subscribed to KoreConX Capital Markets), and includes reporting. Perform all your know your client (KYC), anti-money laundering, ID verification, suitability through our Compliance feature and even track online payments….
Read Article →Functional Layer – Capital Markets Simplify compliance for all parties involved in the capital raising process. KoreConX Capital Markets helps broker dealers manage all the regulatory requirements for know your product (KYP) related to issuers and for each investor ID verification, suitability, anti-money laundering (AML), know your client (KYC) , and investor accreditation.
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