Author: Bilal Hasnain

Functional Layer – Compliance Allows broker dealers to manage their due diligence requirements from issuers including full transparency on the entire application, review and listing (if subscribed to KoreConX Capital Markets), and includes reporting. Perform all your know your client (KYC), anti-money laundering, ID verification, suitability through our Compliance feature and even track online payments….

Functional Layer – Capital Markets Simplify compliance for all parties involved in the capital raising process. KoreConX Capital Markets helps broker dealers manage all the regulatory requirements for know your product (KYP) related to issuers and for each investor ID verification, suitability, anti-money laundering (AML), know your client (KYC) , and investor accreditation.

Functional Layer – Transfer Agent Manage and perform securities transfers without the wait, risk or cost. KoreConX’s SEC-registered Transfer Agent service combines simplified, efficient and secure security transactions. Require a transfer agent or just want someone else to manage your securities transactions, then you have found an inexpensive solution that provides, you and your investors,…

Functional Layer – Investor Relations Communicate with investors and potential investors directly using KoreConX Investor Relations feature. Track shareholder engagement with the ability to view downloads and confirm opened messages. Generate reports sent directly from the platform, complete regulatory filings, contract facilitation and more. Set up, organize and run shareholder meetings, create e-voting items and…

Functional Layer – Minute Book Keep bylaws, shareholder agreements, articles of incorporation and other business-critical documents in one secure location. Provide access to lawyers, auditors, shareholders and prospective investors, allowing consistent view across all parties.

Functional Layer – CapTable Management Manage your capitalization table down to each transaction including the details and documents that are cross-linked to the individual security holder’s profiles. View the information in summary or by security type (shares, options, warrants, debentures, loans, promissory notes, SAFE/SAFT, etc.). Easily update data with the powerful bulk upload tool.

Functional Layer – Portfolio Management Get the full and simplified view of all your investments, organized in one central location. View company information (including board and management team), scheduled meetings, voting opportunities (electronic/e-voting), send and receive messages. Categorized by holding type (shares, options, warrants, debentures, etc.), as well as designations such as public and private.

Integration & Data Layer – Enterprise Data Functionality to manage the data of clients, investors, and all tokenholders, ensuring privacy and security.

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Integration & Data Layer – Enterprise User Directory Manage the directory of all user accounts, including individual, corporate, partners, and external providers.

Integration & Data Layer – Transformation & Connectivity Functionality for transforming data between various formats and establishing connectivity between functional modules of the KoreChain as well as connectivity between external systems and ecosystem providers.

Integration & Data Layer – System Integration Functionality for integrating with other systems using adapters, private API keys, and message protocols.

Security Layer – KoreAuditChain The KoreAuditChain is a separate, parallel blockchain that immutably logs all interactions, both at the level of individual transactions and complete processes. The network identities of participants and all datetime stamps are logged. The KoreChain cannot access the KoreAuditChain, while the KoreAuditChain can only read the KoreChain data.

Security Layer – Security Monitoring & Intelligence Monitoring of all interactions from the viewpoint of security.

Security Layer – Infrastructure Security Management of all security functions that include cryptography, privacy, network security, and application security.

Security Layer – Technical Governance Functionality for logging of all interactions and automated transactions as well as implementation of rules for validation and detection of potentially risky behavior.

Infrastructure Layer – Account Management Management of access rights and roles for account holders of various types, such as individual investors, issuers’ authorized representatives, broker dealers, etc.

Infrastructure Layer – Distributed Ledger The Distributed Ledger Technology functions manage the complete ledger of transactions through private channels, including on-chain and off-chain management of both data and KoreContracts.

Infrastructure Layer – Technical Consensus Technical validation and consensus of transactions between multiple validators and application of consensus algorithms  which may be dynamically configured based on real-time requirements.

Infrastructure Layer – Membership Management of membership of various participants in the KoreChain infrastructure such as validators, peers, and users.

Infrastructure Layer – Blockchain Admin & Operations Administration & operational management of the KoreChain.

AI Expert Layer – Lifecycle Process Rules Expert system rules that describe the complete end-to-end processes for securities transactions. They cover transactions that are synchronous, asynchronous, and long-standing.

AI Expert Layer – Securities Business Rules Expert system repository of rules that pertain to securities in all jurisdictions worldwide.

AI Expert Layer – Contract Management Expert system repository of rules for managing contracts of various types.

AI Expert Layer – Jurisdiction Rules An expert repository for rules that pertain to contract regulations in various jurisdictions worldwide. Rules that are specific to securities are compiled in other functional modules.

AI Expert Layer – Business Governance Rules An expert system repository of rules for governance of security token transactions.

AI Expert Layer – Business Consensus Achieve business consensus for transactions using engagement rules for selection of validating parties based on service-level agreements, performance, availability, and expertise.

Business Management Layer – Account Management Manages various types of accounts, from issuers, individual investors, token holders, company, broker dealers, etc.

Business Management Layer – Process Management Orchestration of multiple transactions that form end-to-end processes, with support for long-running transactions; these processes handle the complete lifecycle of the contracts.

Business Management Layer – Transaction Management Management of transactions from inception to completion; this includes exception-handling, tracking, notifications, escalations, resolution, and logging.

Business Management Layer – Events Management Subscriptions to events that affect securities, including corporate events, regulatory events, economic events, etc. Notifications and event server access for automated execution of contracts.

Business Management Layer – AI Management Application of AI and machine learning algorithms and their monitoring and management.

Business Management Layer – Contract Management Framework for the design, development, deployment, and operational monitoring and  management of all contracts.

EcoSystem Layer – Secondary Market Integrate with ATS operators for trading security tokens.

EcoSystem Layer – Third Party Providers All other services that are complementary to one or more of the participants of the private securities ecosystem.

EcoSystem Layer – Legal Connect with legal service providers; integrate with legal automation; perform automated due diligence.

EcoSystem Layer – Business Consensus Ecosystem participants are managed and selected based on their expertise and agreement to validate transactions at the business level.

EcoSystem Layer – Validation Perform business validation of transactions.

EcoSystem Layer – Verification Verify identity; provide KYC, KYP, AML; conduct investor suitability and risk profiling.