Day: 22 February 2021

Using a transfer agent doesn't mean one cap table entry

Using a Transfer Agent Doesn’t Mean You Have a Single Entry on Your Cap Table

on February 22, 2021 by Mark Roderick comment 0 category CapTable, KoreConX, Regulation, SEC, Transfer Agent

Many issuers are concerned that “Crowdfunding will screw up my cap table.” In response, several Title III funding portals offer a mechanism they promise will leave only a single entry on the issuer’s cap table, no matter how many investors sign up. The claim is innocuous, i.e., it doesn’t really hurt anybody. But it’s also false….

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